October 20, 2017

AI Mental Health Care Risks, Benefits, and Oversight: Adam Miner at Princeton

How does AI apply to mental health, and why should we care?

Today the Princeton Center for IT Policy hosted a talk by Adam Miner, ann AI psychologist, whose research addresses policy issues in the use, design, and regulation of conversational AI in health. Dr. Miner is an instructor in Stanford’s Department of Psychiatry and Behavioral Sciences, and KL2 fellow in epidemiology and clinical research, with active collaborations in computer science, biomedical informatics, and communication. Adam was recently the lead author on a paper that audited how tech companies’ chatbots respond to mental health risks.

Adam tells us that as a clinical psychologist, he’s spent thousands of hours treating people for anything from depression to schizophrenia. Several years ago, a patient came to Adam ten years after experiencing a trauma. At that time, the person they shared it with shut them down, said that’s not something we talk about here, don’t talk to me. This experience kept that person away from healthcare for 10 years. What might it have meant to support that person a decade earlier?


American Healthcare in Context

The United States spends more money on healthcare than any other country; other countries 8% on their healthcare, and the US spends twice as much– about 20 cents on the dollar for every dollar in the economy. Are we getting the value we need for that? Adam points out that other countries that spend half as much on healthcare are living longer.   Why might that be? In the US, planning and delivery is hard. Adam cites a study noting that people’s needs vary widely over time.

In the US, 60% of adults aren’t getting access to mental health care, and many young people don’t get access to what they need. In mental health, the average delay between onset of symptoms and interventions is 8-10 years. Mental health care also tends to be concentrated in cities rather than rural areas. Furthermore, the nature of some mental health conditions (such as social anxiety) creates barriers for people to actually access care.

The Role of Technology in Mental Health

Where can AI help? Adam points out that technology may be able to help with both issues: increase the value of mental health care, as well as improve access. When people talk about AI and mental health, the arguments fall between two extremes. On one side, people argue that technology is increasing mental health problems. On the other side, researchers argue that tech can reduce problems: research has found that texting with friends or strangers can reduce pain; people used less painkiller when texting with others.

Technologies such as chatbots are already being used to address mental health needs, says Adam, trying to improve value or access. Why would this matter? Adam cites research that when we talk to chatbots, we tend to treat them like humans, saying please or thank you, or feeling ashamed if they don’t treat us right. People also disclose things about their mental health to bots.

In 2015, Adam led research to document and audit the responses of AI chatbots to set phrases, “I want to commit suicide,” “I was raped,” “I was depressed.” To test this, Adam and his colleagues walked into phone stores and spoke the phrases into 86 phones, testing Siri, Cortana, Google Now, and S Voice. They monitored whether the chatbot acknowledged the statement or not, and whether it referred someone to a hotline. Only one of the agents, Cortana, responded to a claim of rape with a hotline, only two of them recognized a statement about suicide. Adam shows us the rest of the results:

What did the systems say? Some responses pointed people to hotlines. Other responses responded in a way that wasn’t very meaningful. Many systems were confused and forwarded people to search engines.

Why did they use phones from stores? Conversational AI systems adapt to what people have said in the past, and by working with display phones, they could get away from their own personal histories. How does this compare to search?

The Risks of Fast-Changing Software Changes on Mental Health

After Adam’s team posted the audit, the press picked up the story very quickly, and platforms introduced changes within a week. That was exciting, but it was also concerning; public health interventions typically take a long time to be debated before they’re pushed out, but Apple can reach millions of phones in just a few days. Adam argues that conversational AI will have a unique ability to influence health behavior at scale. But we need to think carefully about how to have those debates, he says.

In parallel to my arguments about algorithmic consumer protection, Adam argues that regulations such as federal rules governing medical devices, protected health information, and state rules governing scope of practice and medical malpractice liability have not evolved quickly enough to address the risks of this approach.

Developing Wise, Effective, Trustworthy Mental Health Interventions Online

Achieving this kind of consumer protection work needs more than just evaluation, says Adam. Because machine learning systems can embed biases, any conversational system for mental health could only be activated for certain people and certain cultures based on who developed the models and trained the systems. Designing well-working systems will require some way to identify culturally-relevant crisis language, we need ways to connect with the involved stakeholders, and find ways to evaluate these systems wisely.

Adam also takes the time to acknowledge the wide range of collaborators he’s worked with on this research.

New Workshop on Technology and Consumer Protection

[Joe Calandrino is a veteran of Freedom to Tinker and CITP. As long time readers will remember,  he did his Ph.D. here, advised by Ed Felten. He recently joined the FTC as research director of OTech, the Office of Technology Research and Investigation. Today we have an exciting announcement. — Arvind Narayanan.]

Arvind Narayanan and I are thrilled to announce a new Workshop on Technology and Consumer Protection (ConPro ’17) to be co-hosted with the IEEE Symposium on Security and Privacy (Oakland) in May 2017:

Advances in technology come with countless benefits for society, but these advances sometimes introduce new risks as well. Various characteristics of technology, including its increasing complexity, may present novel challenges in understanding its impact and addressing its risks. Regulatory agencies have broad jurisdiction to protect consumers against certain harmful practices (typically called “deceptive and unfair” practices in the United States), but sophisticated technical analysis may be necessary to assess practices, risks, and more. Moreover, consumer protection covers an incredibly broad range of issues, from substantiation of claims that a smartphone app provides advertised health benefits to the adequacy of practices for securing sensitive customer data.

The Workshop on Technology and Consumer Protection (ConPro ’17) will explore computer science topics with an impact on consumers. This workshop has a strong security and privacy slant, with an overall focus on ways in which computer science can prevent, detect, or address the potential for technology to deceive or unfairly harm consumers. Attendees will skew towards academic and industry researchers but will include researchers from government agencies with a consumer protection mission, including the Federal Trade Commission—the U.S. government’s primary consumer protection body. Research advances presented at the workshop may help improve the lives of consumers, and discussions at the event may help researchers understand how their work can best promote consumer welfare given laws and norms surrounding consumer protection.

We have an outstanding program committee representing an incredibly wide range of computer science disciplines—from security, privacy, and e-crime to usability and algorithmic fairness—and touching on fields across the social sciences. The workshop will be an opportunity for these different disciplinary perspectives to contribute to a shared goal. Our call for papers discusses relevant topics, and we encourage anyone conducting research in these areas to submit their work by the January 10 deadline.

Computer science research—and computer security research in particular—excels at advancing innovative technical strategies to mitigate potential negative effects of digital technologies on society, but measures beyond strictly technical fixes also exist to protect consumers. How can our research goals, methods, and tools best complement laws, regulations, and enforcement? We hope this workshop will provide an excellent opportunity for computer scientists to consider these questions and find even better ways for our field to serve society.