May 21, 2024

Archives for 2010

Update: Indian E-Voting Researcher Remains in Police Custody

Update: 8/28 Indian E-Voting Researcher Freed After Seven Days in Police Custody

In case you’re just tuning in, e-voting researcher Hari Prasad, with whom I coauthored a paper exposing serious flaws in India’s electronic voting machines (EVMs), was arrested Saturday morning at his home in Hyderabad. The arresting officers told him they were acting under “pressure [from] the top,” and demanded that he disclose the identity of the anonymous source who provided the voting machine that we studied. Since then, Hari has been held in custody by the Mumbai police and repeatedly questioned.

Recent Developments

There have several developments in Hari’s case since my last post.

On Sunday, about 28 hours after his arrest, Hari appeared before a magistrate in Mumbai and was formally charged for the first time. The officers who arrested him had not stated a specific charge, but they had told him he would be left alone if he would reveal the identity of the source who provided us the machine . Hari has not named the source, and the authorities are now alleging that he took the machine from the government’s warehouse himself.

Specifically, he was charged under Section 454 of the Indian Penal Code (“lurking house-trespass or house-breaking in order to commit [an] offence punishable with imprisonment”), Section 457 (“lurking house trespass or house-breaking by night in order to commit an offence punishable with imprisonment”) and Section 380 (“theft in [a] dwelling house”).

These charges are without merit. Hari has never denied having been in possession of a machine—we even held it up for a photograph to accompany our paper—but the police have offered no evidence whatsoever that Hari ever trespassed in a government warehouse, much less stole a voting machine or anything else from one.

As I have previously stated, Hari obtained access to the machine from a source who approached him earlier this year. We have every reason to believe that the source had lawful access to the machine and made it available for scientific study as a matter of conscience, out of concern over potential security problems.

At Sunday’s hearing, Hari was remanded in police custody until today, when he appeared again before a magistrate and requested bail on medical grounds. (He is reported to be suffering from breathing problems.) The court refused to entertain the bail request and instead granted a police request that Hari remain in custody. The next hearing is scheduled for Saturday, at which time Hari can again seek bail.

One positive development is that Hari’s legal team now includes Mahesh Jethmalani and his father, Ram Jethmalani. I am told they are among the most sought after defense lawyers in India.

Keeping Sight of the Facts

Hari’s arrest has provoked explosive debate in India, not only about the arrest’s apparent political motives, but also about much broader questions our study raised over the security and transparency of India’s voting system. In the midst of this emotionally charged debate, I think it would be helpful to reiterate what our study does and does not reveal.

What the study I coauthored with Hari Prasad shows is essentially two things:

First, far from being “tamperproof,” India’s EVMs are vulnerable to most of the same security problems as the paper ballots they replaced—including an electronic form of booth capturing. Any time during or after the election, dishonest election insiders or other criminals with physical access to the machines can alter the votes stored inside.

Second, unlike the old paper ballot boxes, the EVMs can be tampered with long before elections take place to cause fraudulent results in the future. In other words, a dishonest insider or other criminal could manipulate an EVM today and have it steal votes months or years from now. You can’t do that with a ballot box.

What our study doesn’t show is that any election has ever been stolen by tampering with EVMs. Today’s EVMs are susceptible to tampering, and such tampering has the potential to change results in national elections, but our study does not even attempt to show that any past election result is invalid. Nobody can reasonably claim, based solely on the results we’ve presented, that an election now settled should be overturned.

Now that we know that EVMs have these vulnerabilities, it’s time for the Election Commission of India to stop pretending that the machines used today are perfect, and start working with India’s academic and technical communities to create a voting system that is worthy of voters’ trust.

It’s Time for India to Face its E-Voting Problem

The unjustified arrest of Indian e-voting researcher Hari Prasad, while an ordeal for Prasad and his family, and an embarrassment to the Indian authorities, has at least helped to focus attention on India’s risky electronic voting machines (EVMs).

Sadly, the Election Commission of India, which oversees the country’s elections, is still sticking to its position that the machines are “perfect” and “fully tamperproof”, despite evidence to the contrary including convincing peer-reviewed research by Prasad and colleagues, not to mention the common-sense fact that no affordable electronic device can ever hope to be perfect or tamperproof. The Election Commission can no longer plausibly deny that EVM vulnerabilities exist. The time has come for India to have an honest, public conversation about how it votes.

The starting point for this discussion must be to recognize the vulnerabilities of EVMs. Like paper ballots, the ballots stored in an EVM are subject to tampering during and after the election, unless they are monitored carefully. But EVMs, unlike paper ballots, are also subject to tampering before the election, perhaps months or years in advance. Indeed, for many EVMs these pre-election vulnerabilities are the most serious problem.

So which voting system should India use? That’s a question for the nation to decide based on its own circumstances, but it appears there is no simple answer. The EVMs have problems, and old-fashioned paper ballots have their own problems. Despite noisy claims to the contrary from various sides, showing that one is imperfect does not prove that the other must be used. Most importantly, the debate must recognize that there are more than two approaches — for example, most U.S. jurisdictions are now moving to systems that combine paper and electronics, such as precinct-count optical scan systems in which the voter marks a paper ballot that is immediately read by an electronic scanner. Whether a similar system would work well for India remains an open question, but there are many options, including new approaches that haven’t been invented yet, and India will need to do some serious analysis to figure out what is best.

To find the best voting system for India, the Election Commission will need all of the help it can get from India’s academic and technical communities. It will especially need help from people like Hari Prasad. Getting Prasad out of jail and back to work in his lab would not only serve justice — which should be reason enough to free him — but would also serve the voters of India, who deserve a better voting system than they have.

Electronic Voting Researcher Arrested Over Anonymous Source

Updates: 8/28 Alex Halderman: Indian E-Voting Researcher Freed After Seven Days in Police Custody
8/26 Alex Halderman: Indian E-Voting Researcher Remains in Police Custody
8/24 Ed Felten: It’s Time for India to Face its E-Voting Problem
8/22 Rop Gonggrijp: Hari is in jail 🙁

About four months ago, Ed Felten blogged about a research paper in which Hari Prasad, Rop Gonggrijp, and I detailed serious security flaws in India’s electronic voting machines. Indian election authorities have repeatedly claimed that the machines are “tamperproof,” but we demonstrated important vulnerabilities by studying a machine provided by an anonymous source.

The story took a disturbing turn a little over 24 hours ago, when my coauthor Hari Prasad was arrested by Indian authorities demanding to know the identity of that source.

At 5:30 Saturday morning, about ten police officers arrived at Hari’s home in Hyderabad. They questioned him about where he got the machine we studied, and at around 8 a.m. they placed him under arrest and proceeded to drive him to Mumbai, a 14 hour journey.

The police did not state a specific charge at the time of the arrest, but it appears to be a politically motivated attempt to uncover our anonymous source. The arresting officers told Hari that they were under “pressure [from] the top,” and that he would be left alone if he would reveal the source’s identity.

Hari was allowed to use his cell phone for a time, and I spoke with him as he was being driven by the police to Mumbai:

The Backstory

India uses paperless electronic voting machines nationwide, and the Election Commission of India, the country’s highest election authority, has often stated that the machines are “perfect” and “fully tamper-proof.” Despite widespread reports of election irregularities and suspicions of electronic fraud, the Election Commission has never permitted security researchers to complete an independent evaluation nor allowed the public to learn crucial technical details of the machines’ inner workings. Hari and others in India repeatedly offered to collaborate with the Election Commission to better understand the security of the machines, but they were not permitted to complete a serious review.

Then, in February of this year, an anonymous source approached Hari and offered a machine for him to study. This source requested anonymity, and we have honored this request. We have every reason to believe that the source had lawful access to the machine and made it available for scientific study as a matter of conscience, out of concern over potential security problems.

Later in February, Rop Gonggrijp and I joined Hari in Hyderabad and conducted a detailed security review of the machine. We discovered that, far from being tamperproof, it suffers from a number of weaknesses. There are many ways that dishonest election insiders or other criminals with physical access could tamper with the machines to change election results. We illustrated two ways that this could happen by constructing working demonstration attacks and detailed these findings in a research paper, Security Analysis of India’s Electronic Voting Machines. The paper recently completed peer review and will appear at the ACM Computer and Communications Security conference in October.

Our work has produced a hot debate in India. Many commentators have called for the machines to be scrapped, and 16 political parties representing almost half of the Indian parliament have expressed serious concerns about the use of electronic voting.

Earlier this month at EVT/WOTE, the leading international workshop for electronic voting research, two representatives from the Election Commission of India joined in a panel discussion with Narasimha Rao, a prominent Indian electronic voting critic, and me. (I will blog more about the panel in coming days.) After listening to the two sides argue over the security of India’s voting machines, 28 leading experts in attendance signed a letter to the Election Commission stating that “India’s [electronic voting machines] do not today provide security, verifiability, or transparency adequate for confidence in election results.”

Nevertheless, the Election Commission continues to deny that there is a security problem. Just a few days ago, Chief Election Commissioner S.Y. Quraishi told reporters that the machines “are practically totally tamper proof.”

Effects of the Arrest

This brings us to today’s arrest. Hari is spending Saturday night in a jail cell, and he told me he expects to be interrogated by the authorities in the morning. Hari has retained a lawyer, who will be flying to Mumbai in the next few hours and who hopes to be able to obtain bail within days. Hari seemed composed when I spoke to him, but he expressed great concern for his wife and children, as well as for the effect his arrest might have on other researchers who might consider studying electronic voting in India.

If any good has come from this, it’s that there has been an outpouring of support for Hari. He has received positive messages from people all over India.

Unfortunately, the entire issue distracts from the primary problem: India’s electronic voting machines have fundamental security flaws, and do not provide the transparency necessary for voters to have confidence in elections. To fix these problems, the Election Commission will need help from India’s technical community. Arresting and interrogating a key member of that community is enormously counterproductive.


Professor J. Alex Halderman is a computer scientist at the University of Michigan.

The Future of DRE Voting Machines

Last week at the EVT/WOTE workshop, Ari Feldman and I unveiled a new research project that we feel represents the future of DRE voting machines. DRE (direct-recording electronic) voting machines are ones where voters cast their ballots by pressing buttons or using a touch screen, and the primary record of the votes is stored in a computer memory. Numerous scientific studies have demonstrated that such machines can be reprogrammed to steal votes, so when we got our hands on a DRE called the Sequoia AVC Edge, we decided to do something different: we reprogrammed it to run Pac-Man.

As more states move away from using insecure DREs, there’s a risk that thousands of these machines will clog our landfills. Fortunately, our results show that they can be productively repurposed. We believe that in the not-so-distant future, recycled DREs will provide countless hours of entertainment in the basements of the nation’s nerds.

To see how we did it, visit our Pac-Man on the AVC Edge voting machine site.

Assessing PACER's Access Barriers

The U.S. Courts recently conducted a year-long assessment of their Electronic Public Access program which included a survey of PACER users. While the results of the assessment haven’t been formally published, the Third Branch Newsletter has an interview with Bankruptcy Judge J. Rich Leonard that discusses a few high-level findings of the survey. Judge Leonard has been heavily involved in shaping the evolution of PACER since its inception twenty years ago and continues to lead today.

The survey covered a wide range of PACER users—“the courts, the media, litigants, attorneys, researchers, and bulk data collectors”—and Judge Leonard claims they found “a remarkably high level of satisfaction”: around 80% of those surveyed were “satisfied” or “very satisfied” with the service.

If we compare public access before we had PACER to where we are now, there is clearly much success to celebrate. But the key question is not only whether current users are satisfied with the service but also whether PACER is reaching its entire audience of potential users. Are there artificial obstacles preventing potential PACER users—who admittedly would be difficult to poll—from using the service? The satisfaction statistic may be fine at face value, assuming that a representative sample of users were polled, but it could be misleading if it’s being used to gauge the overall success of PACER as a public access system.

One indicator of obstacles may be another statistic cited by Judge Leonard: “about 45% of PACER users also use CM/ECF,” the Courts’ electronic case management and filing system. To put it another way, nearly half of all PACER users are currently attorneys who practice federal law.

That number seems inordinately high to me and suggests that significant barriers to public access may exist. In particular, account registration requires all users to submit a valid credit card for billing (or alternatively a valid home address to receive log-in credentials and billing statements by mail.) Even if users’ credit cards are never charged, this registration hurdle may already turn away many potential PACER users at the door.

The other barrier is obviously the cost itself. With a few exceptions, users are forced to pay a fee for each document they download, at a metered rate of eight-cents per page. Judge Leonard asserts that “surprisingly, cost ranked way down” in the survey and that “most people thought they paid a fair price for what they got.”

But this doesn’t necessarily imply that cost isn’t a major impediment to access. It may just be that those surveyed—primarily lawyers—simply pass the cost of using PACER down to their clients and never bear the cost themselves. For the rest of PACER users who don’t have that luxury, the high cost of access can completely rule out certain kinds of legal research, or cause users to significantly ration and monitor their usage (as is the case even in the vast majority of our nation’s law libraries), or wholly deter users from ever using the service.

Judge Leonard rightly recognizes that it’s Congress that has authorized the collection of user fees, rather than using general taxpayer money, to fund the electronic public access program. But I wish the Courts would at least acknowledge that moving away from a fee-based model, to a system funded by general appropriations, would strengthen our judicial process and get us closer to securing each citizen’s right to equal protection under the law.

Rather than downplaying the barriers to public access, the Courts should work with Congress to establish a way forward to support a public access system that is truly open. They should study and report on the extent to which Congress already funds PACER indirectly, through Executive and Legislative branch PACER fee payments to the Judiciary, and re-appropriate those funds directly. If there is a funding shortfall, and I assume there will be, they should study the various options for closing that gap, such as additional direct appropriations or a slight increase in certain filing fees.

With our other two branches of government making great strides in openness and transparency with the help of technology, the Courts similarly needs to transition away from a one-size-fits-all approach to information dissemination. Public access to the courts will be fundamentally transformed by a vigorous culture of civic innovation around federal court documents, and this will only happen if the Courts confront today’s access barriers head-on and break them down.

(Thanks to Daniel Schuman for pointing me to the original article.)