April 28, 2024

Copyright in Scholarly Publishing, 2012 Edition

I’ve heard a lot recently about copyright policies of scholarly journals. Over 9000 researchers signed a pledge to boycott Elsevier, on three grounds: (1) high prices for journal subscriptions, (2) bundling practices for institutional subscriptions; (3) lobbying regarding SOPA, PIPA, and the Research Works Act. Meanwhile, other organizations such as the ACM (scholarly/professional society for […]

Tech@FTC

Professor Ed Felten, while on loan to the Federal Trade Commission for 2011 and Spring 2012, has a new Tech Policy Blog, Tech@FTC. When he’s in his role as Chief Technologist of the FTC, he’ll blog there; when he’s wearing his regular hat as Professor of Computer Science and Director of the Center for Information Technology Policy, he’ll blog here at freedom-to-tinker.

Of course, the big news from the FTC this week is the official report, Protecting Consumer Privacy in an Era of Rapid Change, and I see that Ed has something to say about that. But he’s also got an article about SQL injection and our friend, little Bobby Tables.

ACM opens another hole in the paywall

Last month I wrote about Princeton University’s new open-access policy. In fact, Princeton’s policy just recognizes where many disciplines and many scholarly publishers were going already. Most of the important publication venues in Computer Science already have an open-access policy–that is, their standard author copyright contract permits an author to make copies of his or her own paper available on the author’s personal web site or institutional repository. These publishers include the Association for Computing Machinery (ACM), the Institute for Electrical and Electronics Engineers (IEEE), Springer Verlag (for their LNCS series of conference proceedings), Cambridge University Press, MIT Press, and others.

For example, the ACM’s policy states,

Under the ACM copyright transfer agreement, the original copyright holder retains … the right to post author-prepared versions of the work covered by ACM copyright in a personal collection on their own Home Page and on a publicly accessible server of their employer, and in a repository legally mandated by the agency funding the research on which the Work is based. Such posting is limited to noncommercial access and personal use by others, and must include this notice both embedded within the full text file and in the accompanying citation display as well:

“© ACM, YYYY. This is the author’s version of the work. It is posted here by permission of ACM for your personal use. Not for redistribution. The definitive version was published in PUBLICATION, {VOL#, ISS#, (DATE)} http://doi.acm.org/10.1145/nnnnnn.nnnnnn”

But now the ACM is trying something new; a mass mailing from ACM’s Director of Publications explains,

ACM has just launched a new referrer-linking service. It is called the ACM Author-Izer Service. In essence, ACM Author-Izer enables you to provide a free access to the definitive versions of your ACM articles permanently maintained by ACM in its Digital Library by embedding the links generated by this service in your personally maintained home-page bibliographies.

With widespread usage of this service, the need to post your author-prepared versions should be alleviated; automatic indexers will point to the article in the DL rather than alternative versions hosted elsewhere without the promise of being permanently maintained.

The ACM has not removed the author’s right to self-post copies of the articles, but clearly the publisher wants to discourage that, and to be the only source for content. Furthermore, authors can use this only if they buy in to the ACM’s “Author Profile” page, a feature that ACM has been pushing but that I suspect most authors don’t bother with. It’s an interesting strategy to capture links, or to reduce the number of copies floating around outside the control of the ACM archive. Whether it works may depend, in part, on how difficult it is for authors to use. I suspect most authors won’t bother, but if you want to see some Author-Ized links in action, click here and then click on “A Theory of Indirection via Approximation.” (I can’t link directly from this article, because the ACM permits this service from only one Web address.)

Unlike some newspapers, which are suffering badly in the Internet age, major nonprofit scholarly publishers such as the ACM are in good financial health, with a diverse array of activities and revenue sources: membership dues, conferences, refereed journals, magazines, paid job-advertisement web sites, and so on. Still, there is a lot of experimentation about how to survive as a publisher in the 21st century, and this appears to be the latest experiment.

Appeal filed in NJ voting-machines lawsuit

Paperless (DRE) voting machines went on trial in New Jersey in 2009, in the Gusciora v. Corzine lawsuit. In early 2010 Judge Linda Feinberg issued an Opinion that was flawed in many ways (factually and legally). But Judge Feinberg did at least recognize that DRE voting machines are vulnerable to software-based election fraud, and she ordered several baby-step remedies (improved security for voting machines and vote-tabulating computers). She retained jurisdiction for over a year, waiting for the State to comply with these remedies; the State never did, so eventually she gave up, and signed off on the case. But her retention of jurisdiction for such a long period prevented the Plaintiffs from appealing her ruling, until now.

The Appellate Division of the NJ court system agreed to hear an appeal, and the Plaintiffs (represented by Penny Venetis of Rutgers Law School and John McGahren and Caroline Bartlett of Patton Boggs) filed their appeal on October 12, 2011: you can read it here.

Plaintiffs point out that Judge Feinberg made many errors of law: she improperly permitted nonexpert defense witnesses (employees of Sequoia Voting Systems) to testify as experts, she improperly barred certain of Plaintiffs’ expert testimony, and she misapplied case law from other jurisdictions. Her misapplication of Schade v. Maryland was particularly egregious: she appropriated testimony and conclusions of Dr. Michael Shamos (defense expert witness in both the NJ and the MD cases) on topics which she had barred Dr. Shamos from testifying about in the NJ case. Worse yet, it’s quite inappropriate to use these out-of-state cases in which DREs were defended, when almost every one of those states subsequently abandoned DREs even when they won their lawsuits. In the case of Schade v. Maryland, Schade claimed that Diebold voting machines were insecure and unreliable; the Maryland court decided otherwise; but soon afterward, the legislature (convinced that the Diebold DREs were insecure and unreliable) unanimously passed a bill requiring a voter-veriable paper record.

Finally, Judge Feinberg made many errors of fact. In a nonjury civil lawsuit in New Jersey, the appeals court has authority to reconsider all factual conclusions, especially in a case such as this one where there is a clear and voluminous trial record. For example, Plaintiffs presented many kinds of evidence about how easy it is to use software-based and hardware-based methods to to steal votes on the Sequoia DRes, and the State defendants presented no witnesses at all who refuted this testimony. Here, by not taking account of these facts, Judge Feinberg made reversible errors.

Corruption Bureau assigns fox to guard henhouse

Recently I wrote about my discovery that someone erased evidence on an election computer in Cumberland County, NJ. After something went wrong in a Primary Election in June 2011, the Superior Court (the Hon. David E. Krell) had ordered the County Board of Elections to make the computer available for me (the Plaintiffs’ expert) to examine.

When I examined the computer on August 17, among those watching me were the County Administrator of Elections (Lizbeth Hernandez), the Director of the New Jersey Division of Elections (Robert Giles), and a Deputy Attorney General of the State of New Jersey (George Cohen). This is quite a lot of firepower for reviewing a rather small election (43 votes cast in total).

In my examination of the computer, I noticed that files and logs were erased on the day before. I notified the Court, and within a few days an IT specialist employed by the county wrote, in an affidavit, that he had been asked by the County Administrator of Elections to examine the computer the day before my own examination, and at that time he erased the files and cleared the logs.

We do not know exactly what motivated Ms. Hernandez to ask the IT specialist to fiddle with the computer. The IT specialist himself says “I was asked by Lizbeth Hernandez to determine the date the hardening process was applied to the laptop.” Why is this date important? Back in 2010, a different judge of the Superior Court (the Hon. Linda R. Feinberg) had ordered the State to secure the computers used in conduction elections by applying these “hardening guidelines.” Mr. Giles was the one responsible for making sure the State (and all its Counties) complied with this order, more than a year ago. In August 2011, did Mr. Giles ask Ms. Hernandez whether the “hardening guidelines” had been applied? Perhaps these election officials were concerned that I might discover something about late compliance, or noncompliance, with Judge Feinberg’s order.

That is, the IT specialist’s affidavit points to concern about whether Mr. Giles had effectively brought New Jersey (including Cumberland County) into compliance; by erasing the logs and temporary files, he erased evidence about compliance or noncompliance.

Judge Krell, down in Cumberland County, does not like people tampering with evidence in the cases that come before him. On September 9 he referred the possible evidence-tampering to the prosecutor, that is, to the NJ Attorney General’s office. As I described in “Will the NJ Attorney General Investigate the NJ Attorney General,” the Plaintiffs doubted that the AG would do a real investigation.

Judge Krell’s referral was directed to Christine Hoffman, Chief of the Corruption Bureau of the Office of the Attorney General. On September 20, 2011, Ms. Hoffman wrote in an official letter, “the Division of Criminal Justice will not pursue criminal charges at this time. This matter is being forwarded to your office for your review and whatever action you deem appropriate.”

And to whom is this letter addressed? To Mr. Robert Giles, Director, Division of Elections. This is like asking the fox to investigate whether proper security measures have been installed at the henhouse. Does this instill confidence in the integrity of elections in New Jersey?

Plaintiffs have asked that Judge Krell assign a special master to investigate all irregularities associated with the June 8, 2011 primary election, including the erasure of the information concerning hardening guidelines. The recent turn of events shows why an independent investigation should take place in Cumberland County.